Beneficial ownership
The beneficial owner of an asset is the person for whose benefit it is being held.
BENEFICIAL OWNERSHIP - Often used in risk arbitrage. Person who enjoys the benefits of ownership even t...
BENEFICIARY - A beneficiary is the person or organization who receives assets that are held in your nam...
Section 16(a) Provision of the Securities Exchange Act of 1934 that requires company insiders to file periodic reports disclosing their holdings and changes in beneficial ownership of the company's equity securities.
The extent of a person's beneficial ownership of a particular asset. This is equivalent with the value of the asset minus the liability to which the asset is subject. 2. Paid-in capital plus retained earnings in a corporation 3.
DIAMONDS represent units of beneficial ownership in the DIAMONDS Trust, a unit investment trust holding a portfolio of the 30 stocks that comprise the Dow Jones Industrial Average (Dow or DJIA). DIAMONDS closely track (before expenses) the DJIA.
Form required under Section 13d of the Securities Act of 1934 within ten business days of acquiring direct or Beneficial Ownership of 5% or more of any class of equity securities in a Publicly Held corporation.
Critics of offshore jurisdictions point to excessive secrecy in those jurisdictions, particularly in relation to the beneficial ownership of offshore companies, and in relation to offshore bank accounts.
Joint Tenants in Common - Is a type of an account whereby the death of an owner sets aside the deceased's beneficial ownership for the estate. Surviving tenants do not necessarily acquire further interests in the account.
Requirement under Section 13-d of the Securities Act of 1934 in which a form must be filed within ten business days of acquiring direct or beneficial ownership of 5% or more of any class of equity securities in a publicly held corporation.
will not change the beneficial ownership of the debt securities. DTC has no knowledge of the actual beneficial owners of the debt securities; ...
The broker or dealer maintains its own records of beneficial ownership.
Trust - A relationship where the legal ownership and beneficial ownership of property are split. The owner of the property conveys legal title to a trustee for the benefit of a third person.
ALIEN BANK - A bank organized under the laws of a foreign country and having its principal place of business in that country, the majority of the beneficial ownership and control of which is vested in citizens or countries other than the United ...
The entity acts as a custodian for trusts, estates, custodial arrangements, asset management, stock transfer, beneficial ownership registration and other related arrangements.
Transactions tend to be marked with confidentiality, complex beneficial ownership arrangements, offshore investment vehicles, tax shelters and credit extension services. Private banking is viewed by many governments as vulnerable to money laundering.
schedule 13d: The form that must be filed by an individual (or individuals acting in concert) after acquiring beneficial ownership of 5% or more of any nonexempt equity security.
is any person or entity with sole or shared power to vote or dispose of the stock. This SEC definition is intended to include a holder who enjoys the benefits of ownership although the shares may be held in another name.
Beneficial ownership ...
Rule 13d An SEC rule requiring disclosure by anyone acquiring a beneficial ownership...
 See also: Beneficial owner, Banks, Expense, Saving, Values
  
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