Chinese wall
A Chinese wall is a system (that may consist of rules, physical separation, software, etc.) designed to prevent confidential information leaking from one department of a financial institution to another.
Chinese wall
Communication barrier between financiers (investment bankers) and traders. This barrier is erected to prevent the sharing of inside information that bankers are likely to have. ...
chinese wall
imaginary barrier between the investment banking, corporate finance, and research departments of a brokerage house and the sales and trading departments.
Chinese Walls in the city do not exist, they are imaginary but taken seriously. In some City investment houses, they appear to work, in others there are doubts whenever there are 'unusual share price movements'.
CHINESE WALL - Communication barrier between financiers at a firm (investment bankers) and traders. Thi...
CHIPS - Common-Linked Higher Income Participation Securities (sm). Bear Stearns' proprietary Equity Lin...
Chinese Wall
An internal 'wall' between two departments of a bank or other financial institution which is meant to ensure that conflicts of interest do n...(Read more)
Churning
Unjustified overtrading by a stockbroker or fund manager.
Chinese Wall - The ethical (not physical) barrier between different divisions of a financial (or other) institution to avoid conflict of interest.
Chinese walls
Artificial barriers to the flow of information set up in large firms to prevent the movement of sensitive information across departments.
Chinese wall
An imaginary 'wall' comprising procedures and policies adopted to avoid conflicts of interest within an organisation (e.g. to separate the stock broking and investment management operations of a financial services group).
Chinese Wall: A term used to describe a invisible dividing line between two companies controlled by a common parent when the two firms are engaged in activities that would normally be deemed in conflict of interest.
Chinese Walls
Policies implemented to separate and isolate persons within a firm who make investment decisions from persons within a firm who are privy to undisclosed material information which may influence those decisions.
Chinese Wall doctrine: Doctrine by which firms must establish barriers restricting information flow between departments to ensure that insider information acquired by one department (legal or investment banking, for example) will not be used in ...
10- Chinese Wall
A separation between various aspects of a financial company to avoid ethical conflicts of interest.
Chinese Wall
An internally imposed barrier within an FI that limits the flow of confidential information
Clearing ...
A Chinese wall also exists between the corporate finance and sales and trading divisions because many corporate finance activities involve non-public information that could be used to profitably execute trading strategies.
The Chinese Wall Protects Against Conflicts Of Interest
20 Investments You Should Know ...
Chinese Wall A term used to describe procedures enforced within a securities firm that separate... choice market A market for a stock in which the bid price equals the ask price (in other words,...
Libor probe tests regulators' faith in "Chinese walls"
By Ian Fraser, March 28, 2011
A week in the world of business and finance (July 4 - July 8, 2011)
By QFINANCE Editor, July 8, 2011
Globally, mega merger deals are back and doing just fine.
Incorporated Trustee (in banking)
Chinese Wall (in banking)
Managed Account (business term)
Portfolio Manager (business term) ...
Compelling a research analyst of an investment bank to work in the underwriting department for a corporate client, therefore allowing for the transmission of insider information. Also called "Over the Chinese wall".
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Applies mainly to convertible securities. Trading hedge in which one is short the convertible and long the underlying common, in the hope that the convertible's premium will fall. Antithesis of set-up.
Chinese wall ...
Brought over the wall
Compelling a research analyst of an investment bank to work in the underwriting department for a corporate client, therefore allowing for the transmission of insider information. Also called "Over the Chinese wall".
A clear demarcation between front office and back office helps ensure that appropriate Chinese Walls exist within a financial services organisation and that its business activities are properly accountable and appropriately monitored and recorded.
Also called "Over the Chinese wall". Brussels Stock Exchange (BSE) Stock exchange that handles the majority of securities transactions in Belgium.
 See also: Banks, Mergers, Expense, Saving, Bills
  
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