Churning
Churning means excessive buying and selling in a client's account by a broker for the primary purpose of generating commissions rather than furthering the customer's investment goals.
Churning
A manager looking after a clients money may be paid a commission that is based on the amount traded. This creates a temptation to churn. This means trading more than is beneficial to the client.
Churning
Excessive trading of a client's account in order to increase the broker's commissions.
Similar financial terms
No similar financial terms found in the dictionary.
churning
Banking:
lending and refinancing, replacing old debt with new debt to collect commitment fees and other fees.
Stockbrokers earn a living from commission . Churning is their way of earning more.
It is the highly dubious practice of making a large number of trades in discretionary funds invested in by clients that brokers manage on their behalf.
CHURNING - If a broker buys and sells securities in your investment account at an excessive rate, it's ...
CI - The two-character ISO 3166 country code for COTE D'IVOIRE.
The anti-churning rules were created to prevent taxpayers from converting existing section 197 intangibles, for which a depreciation or amortization deduction would not have been allowable under the law as it existed prior to enactment of section 197, ...
Churning - excessive buying and selling in a customer's account undertaken to generate commissions for the broker.
CHURNING " Excessive trading in a customer's account. The term suggests that the registered representative ignores the objective and interests of his client and seeks only to increase his own commissions.
Churning
The practice of acquiring a holding of shares and then placing both buying and selling order for those shares (usually at about the same price or slightly higher) in order to build up turnover.
Citywire Ratings ...
Churning - 1. An unethical practice employed by some brokers to increase their commissions by excessively trading in a client's account. This practice violates the NASD Fair Practice Rules.
Churning: When a broker excessively trades securities in a client's account with the primary aim of generating commission revenue.
Closely-Held Corporation: A private corporation with very few shareholders.
Churning:
The act of a broker buying and selling a investors securities for the commission revenue, for his own gain and if the investor gains, more the better.
CIPF: ...
Churning
Excessive trading of an account by a broker with control of the account for the purpose of generating commissions while disregarding the interests of the customer.
Circuit Breakers ...
churning
The process of unnecessary purchases and sales in customers' accounts for the purpose of generating commissions.
CIP ...
Churning
If a broker intentionally mishandles buying and selling securities in your investment account, it's known as churning.
churning: An illegal practice by a broker placing numerous unnecessary transactions in a client's account for the benefit of gaining transaction fees.
Churning: Excessive trading in a customer's account to give profit to the broker/dealer in disregard of the customer's best interests. Prosecutable under the 1934 Securities Exchange Act.
Churning: When a broker excessively trades securities within an account to increase his or her commissions rather than to further a client's investment goals.
Churning - Illegal or unethical practice by a broker or other fiduciary to cause excessive transactions in a client's account to benefit the broker or fiduciary through increased transaction fees.
Loan "churning"
The process of raising cash periodically through successive cash-out refinancings. It is a scam initiated by mortgage brokers that victimizes wholesale lenders, with the connivance of borrowers.
Churning (in banking)
Related answers:
If a housewife was paid for all she does what will she be paid? Read answer...
Churning - Is an excessive amount of trading of customer funds by a broker. The intent is to generate commission or brokerage fees and not client performance.
CIF - Refers to Cost, Insurance and Freight.
Cost Of Churning/Turnover cost
It refers to the costs associated with the churning (or changes made to the holdings) of the portfolio.
churning Excessive trading in a client's account by a broker seeking to maximize commissions... CIC Acronym for Chartered Investment Council. An individual who has passed tests... CINS number See CUSIP number.
Churning
Unjustified overtrading by a stockbroker or fund manager. Private clients have long claimed that brokers 'churn' their portfolios, switching...(Read more)
Circuit Breaker ...
Schumpeter and the economists who adopt his succinct summary of the free market's ceaseless churning echo capitalism's critics in acknowledging that lost jobs, ruined companies, and vanishing industries are inherent parts of the growth system.
computers and telephones, insider trading, disinformation planting, ponzi schemes, employee rights, confidenciality, job discrimination, affirmative action, drug testing, bribery, political contributions, price discrimination, product churning, ...
They were like sticks in the mud, churning and churning around the same level $US 1100 - 1200 for a $20 St. Gauden MS 64! Gold was now at an all time high of $US 1008.00 per .oz - Not bad you say?
Operating Cash Flow can tell investors of companies that are churning out more cash faster than they are bringing in cash. How do you find the Operating Cash Flow number?
The best classic growers have blossomed into money machines, churning out steady growth, high returns on capital, positive free cash flows, and rising dividends. The catch is, their growth is nowhere near that of the aggressive-growth group.
an incentive to generate commissions through the unnecessary buying and/or selling of securities (also known as churning).
Applies mainly to international equities. Locked market in London terminology.
Churning
Excessive trading of a client's account in order to increase the broker's commissions.
Cincinnati Stock Exchange (CSE) ...
To sum up, it seems likely that the next 12 months will see that the long-promised shift in investor preference from equity investments to real assets, which has been churning since 2007, will really start to gather momentum
By Renée Haugerud ...
I really liked the "buying/selling, not holding" segment. All the comments suggest to me that nobody reads it. The paragraph mentions nothing about churning or day trading or racking up commission or options.
They were accused of such things as: not disclosing their total profits and commissions, putting clients in higher-cost house-brand mutual funds, in the case of brokers - churning accounts to make commissions, ...
Fiduciary breaches / guideline violations
Suitability / disclosure issues (KYC, etc.)
Retail consumer disclosure violations
Breach of privacy
Aggressive sales
Account churning
Misuse of confidential information
Lender liability ...
 See also: Churn, Expense, Banks, Saving, Bills
  
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