CODE OF PROCEDURE - The guide of the National Association of Securities Dealers used to adjudicate comp...
CODETERMINATION - Term used to describe labor representation (employees and union representatives) on c...
CODE OF PROCEDURE " A section of the NASD By-laws. It deals with the procedure to be used when dealing with violations or complaints related to Rules of Fair Practice.
Code of Procedure: Procedures of the NASD that detail the form for disciplinary actions against members and their associates for violations of the rules over which the NASD has jurisdiction.
Bar (finance term)
Code of Procedure (finance term)
Form T (finance term)
Schedule C (finance term) ...
code of procedure The NASD guide for handling and adjudicating complaints filed against NASD members under its Rules of Fair Practice. codicil A legal amendment to a will.
The German Imperial Code of Procedure did not create any system of abritration in civil cases.
A committee, organized under the FINRA in each of its 13 districts, that acts as a hearing tribunal for trade practice complaints made under the Code of Procedure--also called the "District Business Conduct Committee.
See: Delivery versus payment
Code of procedure
The guide of the National Association of Securities Dealers used to adjudicate complaints filed against NASD members.
Coefficient of determination ...
COD transaction See: Delivery versus payment Code of procedure The guide of the National Association of Securities Dealers used to adjudicate complaints filed against NASD members.
 See also: Complaint, NASD, Margin account, Expense, Calendar spread
  
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