EXCHANGE MEMBERS - See: Member firm; seat
EXCHANGE OF ASSETS - Acquisition of another company by purchase of its assets in exchange for cash or s...
Exchange members
See: Member firm; seat
Exchange offer
An offer by a firm to give one security, such as a bond or preferred stock, in exchange for another security, such as shares of common stock.
group of exchange members with a defined area of function tending to congregate around a trading post pending execution of orders.
Two or more exchange members who (1) share responsibility for executing customer orders; (2) have access to each other's unfilled customer orders as a result of common employment or other types of relationships; ...
ABC agreement When a brokerage firm purchases a New York Stock Exchange membership for an... ABC Consumer Comfort Index - United States Assessment of consumer sentiment toward the economy based on telephone interviews...
Major functions include executing limit orders on behalf of other exchange members for a portion of the floor broker's commission, ...
Seat Exchange membership. SEC Created by an act of Congress in 1934, the Securities and Exchange Commission regulates the securities industry and protects investors from fraudulent practices.
Exchange membership consists of registered broker-dealers. NSX created the National Securities Trading System, NSTS, which automatically performs all functions of an auction market.
Buyers and sellers of futures must do business through intermediaries who are exchange members. Instead of standing between two individual traders, therefore, the clearinghouse stands between two exchange member firms.
Exchange members
Exchange Message Interface (Bellcore)
Exchange Message Record
Exchange Messaging Service
Exchange Modified Zero Differential Overlap
Exchange Network Facilities for Interstate Access
Exchange Network Parameters
Exchange of assets ...
New York Stock Exchange members who are responsible for the heaviest volume of bond trading. Investors who trade bonds in the active crowd usually tend to get better prices for their securities than in the inactive market.
It is typical of a global sports trading exchange to offer around-the-clock (i.e. 24/7) trading as exchange members are not inhibited with limited or set trading hours so are free trade anytime, from anyplace around the world.
exchange transactions is basically the same as for direct barter transactions except that you are taxed on the value of the credit units added to your account even though you may not actually receive goods or services from other exchange members ...
A stock listed on a national securities exchange after April 26, 1979, that is exempt from the Securities and Exchange Commission rule that prohibits exchange members from participating in off-board trading.
No-action letter ...
19c3 Stock definition :
A stock listed on a national securities exchange after April 26, 1979, that is exempt from the Securities and Exchange Commission rule that prohibits exchange members from participating in off-board trading.
recording transactions between exchange members through a clearing house that guarantees payment and delivery,
- managing memberships and the listing and delisting of securities,
- disseminating market information and trade data, ...
Exchange rules require off-floor orders, which are made on behalf of customers, to be executed before on-floor orders, which are made for exchange members'own accounts.
Chronological record maintained by a specialist that includes the specialists own inventory of securities, market orders to sell short, and limit orders and stop orders that other stock exchange members have placed with the specialist.
Specialist: A member of a securities exchange who is responsible for a given exchange-traded security. The specialist is the person who stands ready to buy and sell shares to maintain an orderly market. He or she is the one other exchange members go ...
The exchange is a not-for-profit corporation consisting of 1,366 individual members. It is governed by a Board of Directors that is made up of 10 public representatives, 10 exchange members, and a full-time paid chairman and president.
The Exchange is a not-for-profit corporation of 1,366 individual members, governed by a Board of Directors consisting of 10 public representatives, 10 Exchange members or allied member, and a full-time paid chairman and president.
with large holdings in a single stock who want to diversify without paying capital gains taxes. These funds allow investors to exchange their stock for shares in the diversified portfolio of stocks in a tax-free transaction.
Exchange members ...
rd=limit+orders"limit orders on behalf of other exchange members for a portion of the floor broker's commission, ...
[ITDS] broker association Two or more exchange members who (1) share responsibility for executing customer orders; (2) have access to each other's unfilled customer orders as a result of common employment or other types of relationships; ...
 See also: Banks, Expense, Member Firm, Exercise price, Convertible securities
  
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