Exempt securities
Instruments exempt from the registration requirements of the securities Act of 1933 or the
margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, ...
exempt securities
securities exempt from registration and reporting rules of the Securities and Exchange Commission and Federal Reserve margin requirements. U.S.
Exempt Securities
Securities that are not subject to the registration requirements of the Securities Act of 1933.
EXEMPT SECURITIES " Those securities which are exempt form the filing provision of the Securities Act of 1933 and from many of the provisions of the Securities Exchange Act of 1934.
Exempt Securities - Are issues which are not bound by the filing provisions of the Securities Act of 1933. Exempt securities include treasury and municipal notes and bonds, bank securities, and nonprofit organization securities.
Agencies are exempt securities, and interest on many are exempt from state and local taxes. Securities are publicly offered in various ways through investment banks or direct sales to investors.
FRB (abbreviation)
Exempt Securities (business term)
Fed (Federal Reserve System)
Federal Reserve Bank (in accounting) ...
Good faith margin account: Type of account allowed under Reg T for margin transactions in exempt securities, non-equity securities, money market mutual fund shares, ...
A term used by provincial and territorial securities regulatory bodies to define financially sophisticated investors that can purchase hedge funds and other exempt securities for lower minimums than other investors.
A printed document that summarizes a corporation's registration statement for a new issue of non-exempt securities that was filed with the SEC. It details material information about the corporation and the security being issued.
(GMACCH) offers single-source access to an array of financial products - everything from construction loans to tax-exempt securities to equipment financing - as well as a host of related products and services, ...
Most tax-exempt securities come in the form of municipal bonds, which represent obligations of a state, territory or municipality. For some investors, U.S. savings bond interest may also be free from federal income taxes.
Short Term
Bonds or notes sold on an interim basis with tax-exempt securities for a period of from one to five years.
Frequently called municipal bonds or munis, whether they were issued by a state government or agency, or by any local political district or subdivision. Tax-exempt securities are best applied to Taxable Accounts as the yield is not competitive ...
tax applied to individuals and corporations that take advantage of tax benefits in amounts that are large relative to their incomes. Investors subject to AMT lose the benefits of the tax exemption for interest paid on otherwise tax-exempt securities.
The difference between the execution price of a security and the price that would have existed in the absence of a trade, which can be further divided into market impact costs and market timing costs.
Exempt securities ...
Exempt market dealers, and the registered individuals who work for them, may act as a dealer or underwriter for any securities which are prospectus exempt, as a dealer for any securites sold to clients who qualify for purchase of exempt securities, ...
Municipal bond fund A mutual fund that invests in tax-exempt securities and passes through tax-free current income to its shareholders.
 See also: Banks, Expense, Private Placement, Compensation, Funding
  
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