five percent rule one of the Rules of Fair Practice of the National Association of Securities Dealers (NASD).
FIVE PERCENT RULE - A rule of the National Association of Securities Dealers providing ethical guidelin... FIVE-PERCENT DOWN PROGRAM - This allows buyers to obtain up to 95% financing on properties up to a cert...
Five Percent Rule - NASD rule limiting brokers and market makers from marking up or charging in excess of 5% commission on most stock transactions. However, there are many exceptions to the rule.
Best Execution Requirement (finance term) Crossed Market (finance term) Dividend Notification (finance term) Five Percent Rule (finance term) Order Splitting (finance term) Margin Account (business term) ...
A rule of the Federal Reserve that excludes deficiencies of $500 or less in margin requirements as a necessary reason for the firm to liquidate the client's account to cover a margin call. Five percent rule ...
See also: NASD, Acquisitions, Banks, Administration, Accounting period
 
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