Investment Dealer. A securities firm.
Investment Fund. A term generally interchangeable with "mutual fund." ...
Investment Dealer: A company that acts as a middleman in the capital markets by buying and selling securities with its own funds, and then filling sale or purchase requests from its own security holdings.
Investment Dealer
This refers to securities firms that employ investment advisors to work with retail and institutional clients and has underwriting, trading and research departments.
Investment dealer - A brokerage firm or person within the firm.
IPO - Initial Public Offering, a new issue of securities offered to the public for the very first time.
L ...
IDA - Investment Dealers Association of Canada
IFBC - Independent Financial Brokers of Canada
IFC - International Finance Corporation ...
Exempt market dealers are different than: -Full service investment dealers which engage in trading for all types of clients including retail clients and are required to be members of the self-regulatory organization, ...
Bought deal: A new issue of stocks or bonds bought from the issuer by an investment dealer, acting alone or with other dealers, for resale to clients. The dealer(s) risks its own capital in the deal in a bid to make higher profits.
Underwriting is the purchase of a new offering of securities by an investment dealer from the issuing firm for future distribution to the public.
Unearned revenues ...
Wrap Account A type of fully discretionary account (in which a client has given specific written authorization to a partner, director or qualified portfolio manager of an investment dealer to select securities and execute trades for him or her).
Conventionally, financial institutions are composed of organizations such as banks, trust companies, insurance companies and investment dealers. Almost everyone has deal with a financial institution on a regular basis.
 See also: Banks, Expense, Saving, Bills, Values
|
