Definitions of ’registration statement’ and meaning of ’registration statement’ are from the book publication, QFINANCE - The Ultimate Resource, © 2009 Bloomsbury Information Ltd.
Similar financial terms
Shelf registration
A procedure that allows firms to file one registration statement covering several issues of the same security.
Cash flow statement
Alternative name for the statement of cash flow.
REGISTRATION STATEMENT " Before a public offering may be made of new securities by a company, the securities must be registered under the Securities Act of 1933. A registration statement is filed with the SEC by the issuer.
registration statement A statement submitted to officially provide the SEC with information about an offering of securities.
Registration Statement - In the United States, a statement filed with the Securities and Exchange Commission on securities issues that discloses relevant information to the public.
A registration statement for separate accounts (management investment companies), which contains post-effective amendments filed pursuant to Rule 485(a) with additional shares under Rule 24e-2.
A registration statement that is shorter and less complete than an S-1 and is available to domestic issuers that have been a public company for at least one year and satisfy certain other requirements, particularly a significant public float.
FORM-S1 - A registration statement that is filed with the SEC prior to an initial public offering of se...
FORMAL CONTRACT - A contract under seal.
A shortened registration statement required by the Securities and Exchange Commission on debt issues with less than a nine-month maturity.
Offshore finance subsidiary ...
A shortened registration statement required by the Securities and Exchange Commission on debt issues with less than a nine-month maturity.
Offerings ...
Report RIC Right to Setoff Risk Management ROI Routine Transactions S Corporation Safe Harbor Rule Sale-Leaseback Transaction Salvage Value SAS SEC SEC Filings SEC Registration Statement ...
Red herring - A registration statement filed with but not yet approved by the Securities and Exchange Commission (SEC). (See: Prospectus) ...
Shelf registration A procedure that allows firms to file one registration statement covering several issues of the same security.
EDGAR Electronic Data Gathering, Analysis and Retrieval System The system through which companies electronically file reports and registration statements with the SEC.
Registered Company A corporation that has filed a registration statement with the SEC prior to releasing a new stock issue. registered coupon bond A bond whose principal, but not interest, is registered. Because of this, the...
Letter of comment A communication to the firm from the SEC that suggests changes to its registration statement.
Registration statement A legal document that is filed with the S.E.C. to register securities for public offering. Used in the context of general equities. This document details the purpose of a proposed public offering of securities.
registration statement
registry of deeds
regression analysis
regression line
regressive tax
regular-way delivery (and settlement)
regulated commodities
regulated futures contract
regulated industry
Regulated Investment Company (RIC) ...
In securities, there is a waiting period between the filing of registration statements and the time when securities may be offered for sale to the public.
The period of time between filing a registration statement with the SEC and the registration statement being declared effective by the SEC. Also known as the "quiet period" and the "cooling-off period".
2.
All companies, both domestic and foreign, must file their registration statements electronically. These statements and the accompanying prospectus become public shortly after filing, and investors can access them using EDGAR.
A registration statement is filed with the SEC by the issuer. It must disclose pertinent information relating to the company's operations, securities, management and purpose of the public offering.
A printed document that summarizes a corporation's registration statement for a new issue of non-exempt securities that was filed with the SEC. It details material information about the corporation and the security being issued.
Prospectus Summary of the registration statement providing information to investors on an issue of securities. A legal document which describes the securities being offered for sale to the public.
A company that seeks to go public must have an S-1 registration statement, or prospectus. The prospectus is the legal document used to market the offering to investors.
Time during which the SEC studies a firm's registration statement. During this time the firm
may distribute a preliminary prospectus.
Accounting period
The period of time for which financial statements are produced - see also financial year.
Exempt Security - Security issued by a company but, exempt from a registration statement; some may be issued subject to trading restrictions on trading, ...
The date on which a new security issue may begin trading in the secondary market. It is usually the 20th day following the registration statement filing with the SEC, ...
The system through which companies electronically file reports and registration statements with the SEC.
A procedure that allows firms to file one registration statement covering several issues of the same security.
Red Herring
A preliminary registration statement that must be filed with the SEC describing a new issue of stock (IPO) and the prospects of the issuing company.
The stock of a company that is traded on a recognized securities exchange, and for which a listing application and a registration statement, giving detailed information about the company and its operation, ...
Time during which the Securities and Exchange Commission (SEC) studies a firm's registration statement. During this time the firm may distribute a preliminary prospectus.
Waiver of premium ...
It contains the same information appearing in the registration statement, such as a list of directors and officers, financial reports certified by a CPA, underwriters, the purpose and use for the funds, ...
The period, usually 20 days, between the filing of the registration statement on a new issue with the SEC and the effective date of the offering.
Co-Partnership Account ...
A method of selling a new issue of common stock in which the S.E.C. declares the registration statement effective on the basis of a price formula rather than on a specific range.
Forward
See: forward contract.
The official selling circular that must be given to purchasers of new securities registered with the Securities and Exchange Commission. It highlights the much longer Registration Statement file with the Commission.top
Proxy ...
Restricted Security: Securities with limited transferability; these are usually issued in a private placement. The certificates will contain a legend stamped or printed on them restricting sale until such time as a Registration Statement has been ...
" This can also be done through a reverse merger into an existing publicly traded shell, or through a 504 (Regulation D) private placement offering, followed by the filing of a registration statement for the market makers.
The additional shares are registered with an amendment to the original registration statement. Profits earned by the manager on covering the short position are distributed to syndicate members pro-rata.
Formula basis A method of selling a new issue of common stock in which the SEC declares the registration statement effective on the basis of a price formula rather than on a specific range.
 See also: Expense, Banks, Values, Stock symbol, Funding
  
|
RSS
