Other key regulatory requirements, which can have an impact on the COA, revolve around taxation.
With the change in regulatory requirements over the years, many companies have become integrated transportation companies that provide both ground and air transportation.
regulatory requirements "The restrictions, licenses, and laws applicable to a product or business, imposed by the government. ",, regulatory risk The risk associated with the potential for laws related to a given industry,...
This act contains a number of significant regulatory requirements for banks.
special auditor's report covering compliance with contractual agreements, such as bond indentures and loan agreements, and regulatory requirements.
However, the regulatory requirements are very onerous and for that reason and others, I have no plans to establish an investment fund, at least not in the next five years (and quite possibly never).
statement is an important written document that clearly sets out the client's return objectives and risk tolerance over the relevant time horizon along with applicable constraints such as liquidity needs, tax considerations, regulatory requirements, ...
Unless the fund meets all of the regulatory requirements imposed on domestically sponsored funds, it can't be sold in the US.
This is in contrast to a regulated mutual fund (or unit trust), which will typically have to meet regulatory requirements for disclosure.
The CREDIT MONITORING ARRANGEMENT and QIS may cease to be regulatory requirements.
The financing bank may use its discretion to determine the level of stocks and receivables as security for working capital assistance.
regulatory capital Capital that is held in accordance with statutory or regulatory requirements.
security A financial instrument such as a stock or bond.
Treasury security US Federal Government debt obligation issued by the Department of Treasury.
An extremely high proportion of hedge funds (which characteristically employ high risk investment strategies) who register offshore are presumed to be driven by lighter regulatory requirements rather than perceived tax benefits.
An offshore fund is a mutual fund that's sponsored by a financial institution that's based outside the United States. Unless the fund meets all of the regulatory requirements imposed on domestically sponsored funds, ...
Disclosure Information pertaining to account services, fees, and regulatory requirements.
Compliance with aspects of contractual agreements or regulatory requirements related to audited financial statements. Financial presentations to comply with contractual agreements or regulatory provisions.
This is in part due to the increased regulatory requirements and also in part due to the recognition that almost everything a company does either immediately or eventually will affect profits or the stock price.
H-shares on the exchange are automatically included in the Hang Seng China Enterprise Index, provided that they maintain the Hong Kong exchange regulatory requirements.
system - Methods, procedures, and standards followed in accumulating, classifying, recording, and reporting business events and transactions. The accounting system includes the formal records and original source data. Regulatory requirements may ...
Impaired Insurer - An insurer which is in financial difficulty to the point where its ability to meet financial obligations or regulatory requirements is in question.
QUALIFIED PLAN: An employer-sponsored retirement program that meets a complex set of statutory and regulatory requirements.
ADRs are frequently used by non-US companies that want a secondary listing in the US. This is becoming somewhat less popular as the cost of listing in the US has increased with more stringent regulatory requirements.
of the same benefits as mutual funds, such as portfolio diversification, professional management and investment flexibility. But since collective funds do not impose the same administrative fees and do not have some of the regulatory requirements ...
 See also: Banks, Expense, Risk management, Financial risk, Regulation a
  
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