Rule 415

Rule 415
Similar financial terms
Administrative pricing rules
IRS rules used to allocate income on export sales to a foreign sales corporation.

Rule 415
Tick-test rules
SEC-imposed restrictions on when a short sale may be executed, intended to prevent investors
from destabilizing the price of a stock when the market price is falling. A short sale can be made only when either
1) the ...

Rule 415
Permits corporations to file a registration for securities they intend to issue in the future when market conditions are favorable. Shelf registration.
Rule of 72 ...

Rule 415
Medium-term notes (MTNs) are a form of corporate debt financing.

Rule 415
Used in the context of general equities. Permits corporations to file a registration for securities they intend to issue in the future when market conditions are favorable. See: shelf registration.
Run ...

See: Rule 415. Shelf registration A procedure that allows firms to file one registration statement covering several issues of the same security.

SEC Rule 415, adopted in the 1980s, allows a corporation to comply with registration requirements up to two years prior to a public offering of securities.

A method of registration with the SEC of securities to be issued in the US under Rule 415 of the Securities Act of 1933 whereby securities are not necessarily to be sold in a single discrete offering immediately upon effectiveness, ...

A term used for the SEC rule 415, which allows a corporation the ability to comply with registration requirements up to 2 years before doing a public offering. The corporation must still file the required annual and quarterly reports to the SEC.

Under SEC Rule 415, issuers are expected to file amendments disclosing any changes in financial condition.

NYSE codification of "know your customer" rules, which require that a customer's situation is suitable for any investment being made.
Rule 415 ...

Run A run consists of a series of bid and offer quotes for different securities or maturities. Dealers give to and ask for runs from each other. Rule 415 Rule enacted in 1982 that permits firms to file shelf registration statements.

Rule 415 An SEC rule allowing for shelf registrations of securities which will be issued... Rule of 72 The estimation of doubling time on an investment, for which the compounded annual...

See also: Shelf registration, Banks, Regulation a, Saving, Tender Offer