Sophisticated Investor
Definition: Potential investor who is capable of evaluating the merits of an investment as related to certain exempt offerings. See Accredited Investor.
Sophisticated Investors: Sophisticated investors are investors with financial or business experience who can fend for themselves in evaluating a securities offering.
Spendable Income: For spendable income, see cash flow.
Sophisticated Investor
An individual wishing to invest in an IPO, private placement, or bridge financing who does not meet the definition of "accredited investor", ...
An unsophisticated investor.
Authorized shares
Number of shares authorized for issuance by a firm's corporate charter.
An unsophisticated investor.
Australian Stock Exchange (ASX)
Established in 1987 following the amalgamation of the six independent stock exchanges operating in the Australian state capitals.
An unsophisticated investor.
Australian Stock Exchange (ASX)
Australia's major securities market, formed when the six state stock exchanges (Adelaide, Brisbane, Hobart, Melbourne, Perth, and Sydney stock exchanges) were merged in 1987.
Clients, as sophisticated investors, must understand each legitimate method of transacting and decide which one of these is most appropriate for their particular situation.
Exempt List
Sophisticated investors, usually institutional investors, who are considered informed enough that new issues can be marketed to them without a prospectus. This exemption reduces the cost of private placements.
Even the most sophisticated investor finds it difficult to recognize a stock market crash until it is too late!
Stock Market Crash Related Links
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Stock Market Correction ...
Slang for an unsophisticated investor who loses all of his or her wealth by trading equities in the stock market.
Barefoot pilgrim A slang term for an unsophisticated investor who has lost everything on the stock market. Not to be confused with Barefoot Investor.
For the most part, hedge funds (unlike mutual funds) are unregulated because they cater to sophisticated investors. In the U.S., laws require that the majority of investors in the fund be accredited.
A term used by provincial and territorial securities regulatory bodies to define financially sophisticated investors that can purchase hedge funds and other exempt securities for lower minimums than other investors.
A non-public distribution of securities in an offering that is exempt from the registration requirements of the Securities Act, usually to a limited number of sophisticated investors.
An unregulated market for sophisticated investors who participate in government bonds, corporate issues and commercial paper.
A prospectus is not required for the exempt market, nor is registration of the issue with the securities commission.
Nonaccredited investor
Wealthy, sophisticated investors who do not meet SEC net worth requirements. These investors require less protection because of large financial resources, but only 35 nonaccredited investor can be included per investment.
Aunt Millie definition :
An unsophisticated investor.
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A slang term for an unsophisticated investor who has lost everything on the stock market.
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Personal Finance Glossary ...
Marketing tours abroad are offered several times a year, and are designed to service sophisticated investors who require in-depth knowledge of a specific foreign market.
It indicates a margin of safety available should the business profits, and its cash flows, decline temporarily. Sophisticated investors and small business lenders insist on debt service coverage ratios greater than 1.
Aunt Millie - A slang term for an uneducated or unsophisticated investor. The term is considered a derogatory remark in the financial sector, often used to refer to poor investment choices.
A tip sheet is a newsletter that offers investors advice on stocks. Tip sheets tend to be looked down on by sophisticated investors.
at separating their beta market exposure from their alpha (the value added brought through skill), putting real pressure on hedge fund managers to prove that what they are providing is not simply a leveraged market return. Sophisticated investors are ...
An individual or institutional investor who meets certain minimum requirement relating to income, net worth, or investment knowledge. Also referred to as a sophisticated investor.
Accrued Interest ...
Coll describes three types of fund: those created under the Ucits rules, which can be marketed throughout the European Union; non-Ucits retail schemes that are only for the UK market; and qualified investor schemes intended for sophisticated ...
Know your client forms are completed by clients who want to be eligible as sophisticated investors for private investments, and know your client rules protect investment advisors in this way. NASD's know your client suitability rule is rule 2310.
convertible preferred stock generally pays a steady dividend and has steady principal like a high quality corporate bond, but it can be converted into common stock. Hybrids can be complicated to understand and are best left to sophisticated investors.
If one were to prepare a list of questions for the company's management, what subjects would be included? Whether this challenge is posed to a sophisticated investor or to a new business student, ...
Russell's Multi asset, Multi style, Multi Manager™ funds give smaller pools of capital access to the same money management expertise used by some of the world's the largest and most sophisticated investors.
to accredited investors to ensure that they are sold only to persons who are capable of understanding the risk and bearing the potential loss of an investment in the securities. Compare: QUALIFIED INSTITUTIONAL BUYER; SOPHISTICATED INVESTOR; ...
and calls are generally written for one, two, three, or six months, although any period over 21 days is accepted by the New York Stock Exchange. A straddle and a spread are combinations of puts and calls occasionally used by sophisticated investors.
com sophisticated investor An investor who has sufficient knowledge and experience with investing. Sortino ratio A variation of the Sharpe ratio which differentiates harmful volatility from... SOS The ISO code for the Somalian Shilling.
 See also: Banks, Expense, Funding, Convertible securities, Prepayment
  
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