Suitability rules

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Suitability rules
Policies and guidelines that brokers must use to ensure that investors have the financial means to assume risks that they wish to undertake. These are enforced by the NASD and other self-regulatory organizations.

Suitability rules
Self regulatory organizations (SROs), such as NASD, securities exchanges, and individual brokerage firms require that stockbrokers ensure that the investments they buy for you are suitable for you.

Know your customer rules are also called suitability rules because they are concerned with the suitability of securities investment for each specific customer.

Suitability Rules (finance term)
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A requirement that any investing strategy fall within the financial means and investment objectives of an investor.
Suitability rules ...

Suitability Rules A stated or implied regulatory guideline that many security bodies apply to... Sum-of-the-Years'-Digits Method A method for calculating the depreciation of an asset that has greater depreciation...

See also: Stock split, Limit Order, Banks, Death benefit, Bills