Securities Law Glossary
Trying to decipher an acronym? Attempting to understand legal jargon? The Securities Law glossary gives you access to definitions for the Securities Law terminology commonly used in documents and court proceedings.
Securities definition:
Negotiable instruments which yield dividends or interest.
Related Terms: Share, Stock, Shareholder ...
Securities
(n) Securities are the documents, title deeds etc evidencing the possession rights by way of shares, bonds , debentures, mortgage rights etc held by the possessor of such documents or titles.
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Securities: The broad term that refers to shares of stock, bonds, and some debt instruments.
Service of Process: Providing a formal notice to the defendant that orders him to appear in court to answer plaintiff's allegations.
Securities Law
the area of law dealing with securities, which is the generic term for shares of stock, bonds and debentures issued by corporations and governments to evidence ownership and terms of payment of dividends or final pay-off.
Securities an Exchange Commission (SEC) - A federal agency which monitors the securities industry.
Securities: money deposited with a broker that serves as partial payment when purchasing securities. The Federal Reserve Board's Regulation T sets a Maintenance Margin, currently 50%, in purchases or short sales of securities.
securities
n. generic term for shares of stock, bonds and debentures issued by corporations and governments to evidence ownership and terms of payment of dividends or final pay-off.
Securities Acts
The various federal statutes that require full disclosure of material facts relevant to the offer or sale of stock.
Term: Securities Acts
Definition: The various federal statutes that require full disclosure of material facts relevant to the offer or sale of stock.
Securities dispute resolution: Deliberation, awards, fees
Securities dispute resolution: Discovery
Securities dispute resolution: Enforcing awards ...
The securities are taken in the following manner, namely: 1. Cautio fide jussoria, by sureties. 2. Pignoratitia; by deposit. 3. Juratoria, by oath: this security is given when the party is too poor to find sureties, at the discretion of the court. 4.
(II.) Such securities issued by State-aided railways as have been notified by the Governor-General in Council under section 36 of the Presidency Banks Act, 1876, or may be notified by him under this Act in that behalf.
Bill To Marshal Securities. A bill to marshal securities is one which is filed against a party who has two funds by which his debt is secured, by a person having an interest in only one of those funds.
The owner of the securities can register them with a broker using a simple form that names a person to receive the property after the owner's death.
Every state but Texas has adopted the statute.
Universal Life Insurance ...
An example is embezzlement or securities fraud. Economic Loss Rule The economic loss rule prevents plaintiffs from double-dipping. Many times plaintiffs file an action for breach of contract and also for negligence in performance of the contract.
Regulatory Offence A non-criminal offence that regulates conduct in the public interest, such as securities regulations. Regulatory offences are often dealt with at administrative tribunals and not in a court setting.
It is a crime under the Securities and Exchange Act, for which Ivan Boesky and others have been sentenced to prison for relatively short terms and only small fines, considering the percentage impact on their accumulated wealth. Joseph P.
Accredited Investor A high-net-worth investor who is permitted to invest in certain types of higher risk investments without the securities being registered with the U.S. Securities and Exchange Commission (SEC).
b : consisting of or relating to a sale of securities or commodities that the seller does not possess or has not contracted for at the time of the sale <a ~ sale> <a ~ position> ...
Treasury securities. These securities pay market-based interest to the trust funds.
Trust funds: Accounts run by the Treasury Department that take in payments to the Social Security system, pay benefits and administer the program.
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A way to avoid probate for bank accounts, government bonds, individual retirement accounts and, in many states, securities or a car.
By law, some contracts, including most securities brokerage contracts, must be arbitrated; other contracts are referred by courts as a matter of local law or policy.
TACKING,
Engl. law. The union of securities given at different times, so as to prevent any intermediate purchasers claiming title to redeem, or otherwise discharge one lien,... more ...
blocked account: An account with a financial institution in which money or securities are placed. No person may withdraw funds from a blocked account without the court's permission.
blood test: Testing someone's blood sample to: ...
Property: 1. Anything that can be owned, such as land, buildings, stocks, securities, jewelry, money, patents, copyrights, various rights, etcetera. 2. The legal right to ownership of a thing or things.
For example, when the President of the United States is inaugurated, he is invested with all the powers of that office. (2) To contribute money to a business venture, or to buy property or securities, ...
Crimes that could fall under the "white collar" descriptive class would include, but not be limited to, embezzlement, securities fraud, tax fraud, investment fraud, money laundering, counterfeiting, and extortion.
and personal property (for example, cash, stocks, or vehicles) that belong to a person, corporation, estate, or other entity; a resource that has economic value to its owner such as cash, accounts receivable, inventory, real estate and/or securities.
In a commercial sense "governments" signifies securities of government, State or United States.
 See also: Law, State, Information, Person, Term
  
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