account executive investment & finance definition Listen A person who sells securities and who works for a brokerage firm.
Account Executive An employee for a brokerage firm who advises and handles buy and sell securities orders for clients.
Account Executive (Securities): A sales person employed by a stock exchange member broker/dealer, also known as a registered representative.
Account executive The brokerage firm employee who handles stock orders for clients. See: Broker. Account Party Party who applies to open a bank for the issuance of a letter of credit.
ACCOUNT EXECUTIVE - The person who deals with customers and their orders in commission house offices. ACTUALS - The physical or cash commodity, as distinguished from commodity futures contracts.
ACCOUNT EXECUTIVE An individual who usually works for a brokerage company and has the legal power to buy or sell financial instruments on behalf of a client ACCOUNT STATEMENT ...
Account executive (AE), Associated Person (AP), or Registered Commodity representative (RCR) - the person who deals with customers in Futures Commission Merchant (FCM) offices; ...
What is an Account Executive? What is the Securities and Exchange Commission (SEC)? What is the SIPC?
Also known as an "account executive". A retirement fund similar to an annuity contract that pays out income to a beneficiary or a number of beneficiaries. To fund their retirement, RRSP holders often roll over their RRSPs into an RRIF.
[GAO] account executive The agent of a commission house who serves customers/traders by entering their commodity futures and options orders, reporting trade executions, advising on trading strategies, etc.
account executive The officer assigned to serve as a liaison between the firm and the customer.... account reconciliation The process of matching all checkbook debits and credits to the final bank statement....
In commodities futures trading, this is a floor broker, a person who actually executes orders on the trading floor of an exchange; in commission houses, it is account executive or associated person who deals with customers and their orders.
Freedom given by an investor through his or her Account Executive to use judgment regarding the execution of an order.
Widget Corporation’s top account executive has an idea for a new widget that will revolutionize the widget industry. The total cost to plan, develop and produce the widget is $55,000.
Suze Orman has made a spectacular career from waitress at Buttercup Bakery, to account executive at Merrill Lynch, to VP investments, to television celebrity, to author who has published several books.
In a full-service firm, your account executive handles your buy and sell instructions and offers recommendations on your portfolio.
There are a variety of people who can help you invest in bonds-they go by different titles including financial advisors, brokers, sales representatives, stockbrokers, account executives, or registered representatives. How do you decide whom to use?
Discretionary Account - A client account in which the account executive is permitted to buy and sell securities for the client without the client's prior permission.
The person, normally employed by a brokerage firm or broker/dealer, who acts as an account executive for customers to buy and sell securities.
#17 ACM I would like to take this opportunity to introduce myself as your Account Executive at ACM. In the next few days I will contact you in order to discuss how to use our services to your best advantage.
minxster, send me an email at chipminto@comcast.net I am an account executive specializing in lower end investment thresholds.
In futures trading, the term may refer to (1) a floor broker--a person who actually executes orders on the trading floor of an exchange; or (2) an account executive or associated person--the person who deals with customers in the offices of a ...
Before making a securities investment, you must decide which brokerage firm - also referred to as a broker/dealer - and sales representative - also referred to as a stockbroker, account executive, or registered representative - to use.
A person paid a fee or commission for acting as an agent in making contracts or sales; floor broker in commodities futures trading is a person who actually executes orders on the trading floor of an exchange; account executive (associated person) is ...
Registered representative: The official term for a stockbroker or account executive with a brokerage firm.
Registered representative: An employee of a broker/dealer that is a member of the NASD or a stock exchange who is registered with the SEC and performs the duties of an account executive.
That is, they manage their own futures trades in much the same way they would manage their own stock portfolios. Others choose to rely on or at least consider the recommendations of a brokerage firm or account executive.
See also: Market, Investment, Stock, Securities, Broker
 
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