administrator investment & finance definition Listen A person who is appointed by a probate court to manage the settlement of an estate of someone who died intestate, or without a will.
Definition Administrator A person appointed by a court to administer (or otherwise settle) the estate of a deceased person. RELATED CATEGORIES ...
Administrator In regard to investments, an administrator is a court-appointed official empowered to supervise or conduct the court's decisions with respect to a decedent's estate until it is fully disbursed to all claimants.
Fund administrators can select a custom suite of services based on their needs.
Third Party Administrator (TPA) Insurance term that describes a third party, which is either a person or a company (not the insurer), ...
- Notify the administrator of his IRA accounts, your insurance agent and his employer if he was still working or had a pension through them.
administrator An individual appointed by a probate court to handle the estate of a person... admitted carrier A state-authorized insurance company. Authorization by a particular state implies...
See North American Securities Administrators Association, Inc. NASD See National Association of Securities Dealers, Inc. NASD Information Request Form (NIRF) ...
The SEC is cooperating with other concerned federal agencies, state securities administrators, and the North American Securities Administrators Association, Inc. (NASAA) to combat telecommunications technology securities fraud.
^ "Micro-cap Fraud," North American Securities Administrators Assn. ^ "Pump and Dump Schemes," Securities and Exchange Commission ^ Investors Beware: Chop Stocks Are on the Rise by Gary Weiss, Business Week, Dec. 15, 1997 ...
The North American Securities Administrators Association is an international organization devoted to investor protection. It is comprised of securities administrators from the U.S., Canada and Mexico.
Administrator - the administrator typically deals with the issue and redemption of interests and shares, calculates the net asset value of the fund, and performs related back office functions. In some funds, particularly in the U.S.
Management Buyout - Management Buyout is when the managers and administrators of a corporation buy the controlling interest in a company from an existing shareholder.
The Internal Revenue Service (IRS) requires the administrator of the 401(k) to send an explanation of the options available to the former employee within 30 to 90 days of the decision deadline.
The group administrator can put together a group portfolio, with members contributing ideas, analyses and comments. The polling feature allows members to vote on stock picks, trades etc. This portfolio is not eligible for UpDown's contests.
Consent to service of process: Legal document used by the state administrator to simplify filing of complaints under state securities laws.
A short time ago a CTA was happy to be recognized as an administrator of a futures fund which is managed, trading futures and commodities. Undoubtedly the investor of today has grown to be more refined.
Most employees can go to a pension administrator in their company for data. There are financial advisors available for a more comprehensive evaluation.
Officials of the Securities and Exchange Commission (SEC) and the North American Securities Administrators Association, Inc.
The administrator settles claims but does not guarantee payment because the plan is uninsured.
'Traders know that they're the only administrators of their accounts and there's a rather random distribution of profit and loss trades.
Look in the government section of your phone book or visit the website of the North American Securities Administrators Association to get the name and phone number.
An ERISA-specified individual-such as an administrator, officer, fiduciary, trustee, custodian, or counsel-who is prohibited from making certain transactions involving a retirement plan.
Probate The process by which an executor of a will or a court-appointed administrator (if there is no will) distributes the property of a person who has died.
401K, 403B, & other Qualified Retirement Plans: If you are considering rolling over your retirement plan, please contact your plan administrator for the paperwork and procedures required.
Notification - by filing an application with the state administrator requesting approval to IPO. Coordination - done at the same time as the federal registration. Becomes effective at same time also.
From the screen below you can set the Compatibility mode to Windows XP and raise the Privilege Level to "Run as Administrator".
An organization recognized by securities administrators as having powers to establish and enforce industry regulations to protect investors and to maintain fair, equitable and ethical practices in the securities industry.
Letter of Administration A certificate issued by the Court evidencing the appointment of the Administrator of an Estate. Letter of comment A communication to the firm from the SEC that suggests changes to its registration statement.
Fiduciary: An individual or institution occupying a position of trust. An executor, administrator or trustee. Hence, "fiduciary" duties.
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"There was no response. The server could be down or is not responding. If you are unable to connect again later, contact the server's administrator. Using previously cached copy instead." In this case, 1. Press O.K.
Most plans allow you to send a check in any amount over $10 or $25 to the program administrator and they will purchase additional shares for you.
You could argue that the popularity and growth of 401(k) plans with both employers and employees was at least partially due to the desire of transferring investment decisions from plan administrators to the actual participant.
Many of these 401k plans are now turning to real estate mutual funds that hold REITs. If your plan administrator does their homework, there is no reason they cannot find suitable funds to offer participants.
Amy Ewart, President of Secretarial Solutions, is a virtual administrator working from home in Brampton, Ontario. She gives clients time to increase their revenue potential by handling their administrative tasks while they focus on growth strategies.
See also: Investment, Market, Offer, Stock, Securities
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