beneficial owner investment & finance definition
A person or company who has direct or indirect voting or investment power, according to the Securities and Exchange Commission.
Beneficial Owner
The true owner of a security or property that may be registered in another name. Many clients of stockbrokers, particularly those of online execution-only brokers, have 'nominee' accounts.
Beneficial Owner
What It Is:
The beneficial owner is the individual or entity that enjoys the benefits of owning an asset, regardless of whose name the title of the property or security is in.
Beneficial ownership is enjoyed by anyone who has the benefits of ownership of a Security (finance) or property, and yet does not nominally own the asset itself.
Beneficial owners also may be involved in the management of intellectual property as well, such as book manuscripts and other writings.
BENEFICIAL OWNER - The person to whom the benefits of ownership of given securities accrue, even though the securities might be held by, or in the name of, another person or held in an account over which another person has investment discretion.
Beneficial Owner
The owner of a security who is entitled to all the benefits associated with ownership.
Beneficial owner
One who benefits from owning a security, even if the security's title of ownership is in the name of a broker or bank.
Bid price ...
Beneficial Owner
The person(s) entitled to the benefits of ownership even though another party such as a broker or bank--the nominal owner--actually has possession and title to the security.
Beneficial owner
The beneficial owner is the true, or actual, owner of a security. As beneficial owner, you have the right to collect dividends or interest if the security pays them and to sell when you wish.
Beneficial Owner (business term)
Nominee (finance term)
Street (finance term)
city delivery (in marketing)
Nungesser (family name)
Gessel (family name)
Soho (district of New York City)
Strada (family name)
Grub Street (world) ...
Beneficial owner
The actual owner of the security, irrespective of who is holding the security.
Best ask
The lowest price at which a stock is quoted to be sold. ...
Beneficial Owner
As used for most purposes under the federal securities laws. A beneficial owner of stock is any person or entity with sole or shared power to vote or dispose of the stock.
beneficial owner The individual who enjoys the benefits of owning a security or property, regardless of whose name the title is in. beneficiary An individual, institution, trustee, or estate which receives, or may become...
The name of an individual or entity that an issuer carries on its books as the registered holder (not necessarily the beneficial owner) of the issuer's securities. (See beneficial owner) short sale ...
Therefore, for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Act"), the Investment Management Subsidiaries may be deemed to be the beneficial owners of the Securities.
A company's registration statement and its annual report on Form 10-K will tell you who the beneficial owners of more than five percent of a class of equity securities are.
Insiders are the key executives and beneficial owners of companies who are required by the SEC to file a form 4 each time they perform an action with the stock (including Buying, Selling, and Exercising Options).
The Biotech HOLDRS, on the other hand, are Depositary Receipts that represent an undivided beneficial ownership in the common stock of 18 biotech companies.
Requirement under Section 13-d of the Securities Act of 1934 that a form must be filed with the SEC within ten business days of acquiring direct or beneficial ownership of 5% or more of any class of equity securities in a publicly held corporation.
The date on which the beneficial owner of the corporate benefits is determined.
Redemption Fee
Fee charged when you sell a mutual fund, if you have not held the fund for the prescribed minimum time.
Record date is the date on which the beneficial ownership of an investor is entered into the register of members. Such a member is entitled to get all the corporate benefits.
49. Rematerialisation of shares ...
Record Date : The date on which the beneficial owner of the Corporate Benefits is determined.
Rematerialisation : Process of converting the shares from electronic form to physical form ...
Wash trades or sales: Wash trades are trades involving no change in beneficial ownership; i.e.
A requirement, included in the 1934 Act, whereby officers, directors, and persons deemed to have beneficial ownership of ten percent or more of a class of a company's equity securities are required to turn over to the company any profits realized ...
The name on the title of the share does not have to be the beneficial owner.
Named beneficiaries are the beneficial owners of the property and will share in the proceeds at the time of disposition. In an annuity policy, for example, the policyholder and the named beneficiary may be the same person.
Defined as total shares outstanding less any shares held by officers, directors or beneficial owners of 10% or more. Also called publicly held shares.
H
Held ...
The form researched most frequently to track insider transactions is called SEC Form 4, which is a "Statement of changes of beneficial ownership of securities". You can find out details about each form on the SEC website: ...
The insider trading definition that follows references individuals required to report insider trading activities. Corporate insiders are defined as company officers and directors, as well as any beneficial owners of more than ten percent of a class ...
Nominee Name
Name in which a security is registered and held in trust on behalf of the beneficial owner.
The definition of insider is a company's officer, director and any "beneficial owner" of more than ten percent of a class of the company's equity securities.
and Exchange Act of 1934 (SEA) requires all insiders report any transactions with the SEC by 10th of the month following their transaction. SEA defines an insider as an officer, director, an individual in policymaking position or a beneficial owner ...
[TMAC] beneficial owner The actual or economic owner of an offshore company as distinct from the registered or nominal owner. [UNODC] The true owner of a security which may, for convenience, be recorded under the name of a nominee.
 See also: Securities, Investment, Security, Issue, Trading
  
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