Commodity Pool Operator (CPO) Hedge Funds - overwiew Hedge Funds - REGULATORY REQUIREMENTS FEDERAL SECURITIES LAWS: Exemption from Registering Hedge Fund Interests As Securities ...
Commodity pool operators often solicit investments from friends, neighbors, co-workers and fellow religious or social group members by using their reputations in the community or their personal relationships.
Commodity Pool Operator (CPO) A person engaged in a business similar to an investment trust or a syndicate and who solicits or accepts funds, securities, or property for the purpose of trading commodity futures contracts or commodity options.
Commodity Pool Operator (CPO)[6]: a firm or individual that operates commodity pools advised by a CTA. A commodity pool is essentially the commodity equivalent to a mutual fund.
Commodity Pool Operator - An individual or organization that operates or solicits funds for a commodity pool.
Commodity Pool Operator (CPO): Individuals or firms in businesses similar to investment trusts or syndicates that solicit or accept funds, securities or property for the purpose of trading commodity futures contracts or commodity options.
Commodity Pool Operator (CPO) An individual or organization which operates or solicits funds for a pool, that is, an enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures or options contracts.
Associated person (AP or broker): An individual who solicits orders, customers, or customer funds on behalf of a futures commission merchant, an introducing broker, a commodity trading advisor, or a commodity pool operator and who is registered ...
[NYMEX] associated person A person associated with any futures commission merchant, introducing broker, commodity trading advisor, commodity pool operator, or leverage transaction merchant as a partner, officer, employee, consultant, or agent.
National Futures Association (NFA): A self-regulatory organization whose members include Futures Commission Merchants, Commodity Pool Operators, Commodity Trading Advisors, Introducing Brokers, commodity exchanges, commercial firms, and banks, ...
A self-regulatory organization that consists of futures commission merchants (FCMs), commodity pool operators (CPOs), commodity trading advisers (CTAs), introducing brokers (IBs), leverage transaction merchants (LTMs),commodity exchanges, ...
The NFA will be holding seminars in Las Vegas in September of 2010 about the new registration legislation and how it will affect the registration of Commodity Pool Operators or CPOs, Futures Commission Merchants or FCMs, ...
CPO - abbreviation for Commodity Pool Operator. CPSS - abbreviation for Committee on Payment and Settlement Systems.
NFA Member categories include: Commodity Trading Advisors (CTA), Commodity Pool Operators (CPO), Futures Commission Merchants (FCM) and Introducing Brokers (IB).
An individual who solicits orders, customers, or customer funds on behalf of a Futures Commission Merchant, an Introducing Broker, a Commodity Trading Advisor, or a Commodity Pool Operator and who is registered with the Commodity Futures Trading ...
Commodity Pool: An enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures contracts or commodity options. Commodity Pool Operator (CPO): An individual or organization that operates or solicits ...
An AP solicits orders, customer funds and customers, or one who supervises persons in charge of such duties, and acts on behalf of an introducing broker, commodity trading advisor, futures commission merchant, or commodity pool operator. Aussie ...
capacity) orders, discretionary accounts, or participation in a commodity pool, or supervises any individual so engaged, on behalf of a Futures Commission Merchant, an Introducing Broker, a Commodity Trading Advisor, a Commodity Pool Operator, ...
high standards of professional conduct and financial responsibility on the part of the individuals and organizations that are its members: Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators, ...
See also: Trading, Futures, Commodity, Future, Commodity pool
 
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