Effective date

effective date investment & finance definition
The date on which a new offering registered with the SEC may be sold by underwriters. There is usually a 20-day cooling-off period between the filing of a registration and the effective date.

Effective date
In an interest rate swap, the date the swap begins accruing interest.
Effective debt
The total debt owed by a firm to its creditors.

Effective Date: In the securities industry, it is the date when an offering filed with the Securities and Exchange Commission may commence - usually 20 days after the filing of the registration statement.

Effective Date - The first date after the cooling-off period of a new issue that the security can be offered.

Effective date: In a new issue, the date on which the SEC releases the offering.

Effective Date
Date when an offering registered with the SEC may commence, usually 20 days after filing the registration statement.
Efficient Market ...

EFFECTIVE DATE. The date the SEC allows the registration statement to become effective and the sale of securities may commence.

The effective date is the date on which a rule or regulation becomes law.
What Is a Compliance Date?
The compliance date is the date on which the entities covered by the rule must comply with the rule.

Capitalization Effective Date
The date that the capitalization change is reflected in the issuer's share register, regardless of when it is reported to the Exchange.

Effective date of a dividend distribution. When the dividend is paid, the NAV (net asset value) of the fund drops by the amount of the dividend. Since you receive the dividend, the total value of your investment is unchanged.

dated date The effective date of a new securities issuance. This date is determined by... dating Granting more generous credit terms to a customer. An example of this is extending... dawn raid This term describes a .raider's.

A bid entered before the effective date of a secondary offering, made to stabilize the price during distribution. The bid is permitted under Securities and Exchange Commission Rule 10b-7; otherwise the practice is prohibited.

Pre-syndicate bid - A bid on stock that is entered before the effective date of a secondary offering. It is made to stabilize the price during distribution of this block of stock.

The minimum period between the filing of a Registration and its effective date is 20 days, called the "cooling-off period." This is the minimum number of days.

5 In the case that a rule or law is introduced, which requires a corresponding amendment to the present Agreement, then the rule or law shall be applied immediately after the effective date of the relevant statutory act, ...

In order to have 1 new share, it would take 10 old shares at the lower price. For example, if you had 1000 shares of Citigroup (C) prior to the effective date of the split, ...

A Pre-Syndicate Bid can be entered in the Nasdaq System to stabilize the price of a Nasdaq security prior to the effective date of a registered secondary offering.
Preferred Stock ...

Cooling-Off Period
The period between filing of the registration statement on a new issue with the SEC to the effective date of the offering.

For example, the guidance in a Bulletin may specify that the standard does not apply to enterprises in a particular industry or may provide for deferral of the effective date of a standard for that industry.

Effective Date - once the marketing phase of the IPO is completed, the underwriter will file an acceleration request with the SEC. This request will establish the date of the IPO.

See also: Securities, Issue, Offer, Market, Investment