EXEMPT SECURITIES or EXEMPTED SECURITIES - Issues of securities not subject to registration requirements of the Securities Act of 1933 or the reporting requirements of the Securities Exchange Act of 1934.
Exempt securities Instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934.
Good faith margin account: Type of account allowed under Reg T for margin transactions in exempt securities, non-equity securities, money market mutual fund shares, ...
The answer depends on your income tax bracket--and the difference between what can be earned from taxable versus tax-exempt securities--not only presently, but also throughout the period until your bonds mature.
A printed document that summarizes a corporation's registration statement for a new issue of non-exempt securities that was filed with the SEC. It details material information about the corporation and the security being issued.
33. Eliminated the deductibility of interest that banks pay to finance tax-exempt securities holdings. 34. Eliminated the deductibility of Greenmail payments by companies warding off hostile takeover attempts.
A security that is exempt from registration under the Security Act of 1933 or from margin requirements of the Securities Exchange Act of 1934. Examples of exempt securities are small issues, intrastate issues, and direct placements.
The definition does not include corporations that issue securities exempted by the Secretary of the Treasury, corporations that are empowered by law to issue exempt securities, banks or other insured financial institutions. green shoe ...
See also: Securities, Investment, Market, Bonds, Bond
 
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