fiduciary investment & finance definition
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A person who is entrusted to manage financial assets, matters, and prop-erty for a beneficiary's benefit.
Fiduciary
A person holding a position of confidence, such as a trustee, guardian or executor.
Investing terms and definitions starting with
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Definition
Fiduciary account
A savings account, the funds of which are owned by one individual but administered for that individual's benefit by another individual, such as a legally appointed conservator, trustee, or agent.
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FIDUCIARY
A fiduciary is an individual or organization legally responsible for holding or investing assets on behalf of someone else, usually called the beneficiary.
A fiduciary bond is a judicial bond that guarantees that a court-appointed fiduciary, an executor or guardian, performs all duties.
The Fiduciary Grade system is a blend of several metrics. The grading of mutual funds on regulatory issues is backward looking rather than a prognosticator of potential future trouble.
Fiduciary: An individual or institution occupying a position of trust. An executor, administrator or trustee. Hence, "fiduciary" duties.
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Fiduciary A person in a position of great trust and responsibility who supervises the financial affairs of others.
Fiduciary
1. A person legally appointed and authorized to hold assets in trust for another person. The fiduciary manages the assets for the benefit of the other person rather than for his or her own profit.
Fiduciary A person who has discretionary authority or control over a qualified retirement plan trust, its assets or its administration, or who is paid to provide investment advice regarding plan assets.
Fiduciary: A person, company or association that holds assets in trust for a beneficiary and is responsible for investing the money to the benefit of the beneficiary.
Fiduciary
One who must act for the benefit of another party.
Field warehouse
Warehouse rented by a company on another firm's premises.
Fiduciary Call - An option trading stratey which buys call options as a replacement for a protective put or married put in the same proportion. Read More About Fiduciary Calls Here! ...
Fiduciary
An individual, corporation, or association that is charged with managing or investing another's assets.
Fiscal year
A 12-month accounting period.
Fiduciary - A person legally appointed in the P&S department.
Fill or Kill (FOK) - An order that requires execution of the entire quantity immediately. If not, the order is canceled.
Fiduciary: Someone who manages an account for the beneficiary of the account.
Fiduciary Duty
An obligation to act solely in the best interest of another party.
FIDUCIARY LAWS. Laws that require transactions between a company and its officers, directors, or large shareholders to be fair to the company. These laws apply to privately held as well as publicly held companies.
Fiduciary
One is legally required to act in the best interest and trust of a beneficiary or minor.
Fill or Kill (FOK) ...
A fiduciary relationship that empowers one or more people (trustees) to safeguard and administer the assets (money or property) of the beneficiaries or investors.
Prices and news
Indices
Stocks
News
Risers and fallers.
See: Fiduciary; Limited Partnership
Gift Tax
A graduated tax assessed to a donor by the federal government and most state governments when assets are gifted from one person to another. As the gift's value increases, so does the tax rate.
There are two fiduciary standards governing the prudence of the individual investments selected by a fiduciary: the Prudent Investor Act and the Prudent Man Rule.
named fiduciary The individual officially designated as being responsible for a financial account or activity. named peril coverage An Insurance policy that covers only losses resulting from causes explicitly...
A legally binding fiduciary relationship in which the trustee holds and manages the assets contributed to the trust by the grantor.
The phrase “fiduciary duty' means very little to most 21 year olds.
Proceeds of the advance refunding bonds are deposited in escrow with a fiduciary, invested in U.S.
-F- Fiduciary
A person vested with legal power to be used on behalf of another person.
Financial Industry Regulation Association (FINRA)
The self-regulatory organization for the over-the-counter stock market.
First-In, First-Out (FIFO) ...
Post or transmit any material that you don't have the right to transmit under law (such as copyrights, trade secrets, or securities) or under contractual or fiduciary relationships (such as nondisclosure agreements); ...
Under the Investment Advisers Act of 1940 (Advisers Act), an investment adviser providing consulting services has a fiduciary duty to provide disinterested advice and disclose any material conflicts of interest to their clients.
Fiduciary Duty
Fill or Kill Order
Final Decision
Final Injunction
Final Order
Financial Action Type
Financial Analysis Auditing Compliance Tracking System (FACTS)
Financial and Position Reporting Action Type
Financial Instrument
First Notice Day ...
Under this theory, a fiduciary's undisclosed, self-serving use of a principal's information to purchase or sell securities, in breach of a duty of loyalty and confidentiality, defrauds the principal of the exclusive use of the information.
The trustee administers the funds or property specified in the indenture in a fiduciary capacity on behalf of the bondholders.
In Germany a distinction is made between accessory and non-accessory or fiduciary collateral. Accessory (subsidiary) collateral is tied to the principal obligation, for example, guarantees, liens on movable assets and on claims, and mortgages.
ERISA requires that a fiduciary manage a portfolio 'with the care, skill, prudence, and diligence, under the circumstances then prevailing, ...
An account in which a fiduciary relationship occurs where a person, called a trustee, holds title to an account for the benefit of another person, called a beneficiary.
The investment advisor has a fiduciary duty to act in the best interests of the client with regard to his investment portfolio.
In some states, the law requires that a fiduciary, such as a trustee, may invest the fund's money only in a list of securities designated by the state - the so-called legal list.
Illegal insider trading refers generally to buying or selling a security, in breach of a fiduciary duty or other relationship of trust and confidence, while in possession of material, nonpublic information about the security.
which also owns Mutual Series, Bisset, Fiduciary Trust, and Darby Overseas. The company has offices in 29 countries, and offers investment opportunities in 100 countries worldwide.
Levi & Korsinsky Notifies Shareholders of Claims of Breaches of Fiduciary Duty Against the Board Forest Laboratories, Inc. in Connection With Breaches of Fiduciary Duty
Publish Date: Aug 31, 2011 04:47 PM ...
Blind trust
A trust in which a fiduciary third party has total discretion to make investments on behalf of a beneficiary while the beneficiary is uninformed about the holdings of the trust.
Is he serving his fiduciary obligation to shareholders or serving his best interests? It seems like an inherent built-in conflict to me. As it turns out, it seems like Mr. Foley the individual got the best of Mr. Foley the CEO on this one.
Tipping: Providing material nonpublic information to another individual in breach of a fiduciary duty or other similar duty of trust, for the purpose of allowing the "tippee" to profit from the tip.
In the recent, traumatic cleansing of the accounting industry it became trendy to talk about transparency. But beyond the cliché, transparency has a real purpose: to ensure undiluted fiduciary responsibility.
It is the responsibility of the specialist to ensure that the order is transacted appropriately on behalf of others with the same fiduciary care as the brokers themselves. Limit orders entered online will be seen on a specialist book.
The types of fees a mutual fund charges and how the fund uses the fees provides clues as to how seriously a mutual fund takes its fiduciary responsibility.
In addition, ERISA assigns fiduciary responsibility to those who sponsor, manage, and control plan assets. This means they must act in the best interests of the plan participants.
and the trustee (1) authorizing and securing the bonds; (2) containing the issuer's covenants and obligations with respect to the project and payment of debt service; (3) specifying the events of default; and (4) outlining the trustee's fiduciary ...
Trust A legal arrangement in which an individual (Trustor) gives fiduciary control of the account to a person or institution (Trustee) for the benefit of their estate or beneficiaries. A trust can include a variety of entities.
 See also: Market, Investment, Interest, Security, Account
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