New Issue

new issue Definition Stock or bond offered first time to the public. It may be an initial public offer (IPO) or a security issued by an established firm which may have floated several such issues in the past.

New issue A stock or bond sold by a corporation for the first time. Team Building: Current Issues and New Alternatives (3rd Edition) (Addison-Wesley Series on Organization Development) ...

Seasoned new issue A new issue of security after the company's financial instruments have previously been issued. A seasoned new issue of common stockcan be made by using a cash offer or a rights offer.

NEW ISSUE MUNICIPAL SECURITIES or NEW ISSUE - Municipal securities sold during the initial distribution of the issue in a primary offering by the underwriter or underwriting syndicate.

New issue A stock or bond issue sold by a company for the first time. Proceeds may be used to retire the company's outstanding securities, or be used for a new plant, equipment or additional working capital.

New Issue - A stock or bond sold by a corporation for the first time. Proceeds may be used to retire outstanding securities of the company, for new plants or equipment, for additional working capital, ...

New issue in the past 52 weeks (i.e., the high/low aren't true 52-week figures) pf Preferred shares ...

New Issue An offering of stocks or bonds sold by a company for the first time.

New Issue A security being offered to the public for the first time. New issues may be initial public offerings by private companies going public or additional securities of corporations already public.

New issue This can be an ipo for a company, or an existing publicly traded company may decide to offer additional stocks and bonds to the public. *see IPO for an explanation. No-load fund ...

New Issue - A security offered for sale by the issuer for the first time. No-Load Fund - Refers to an open-end investment company or mutual fund that does not charge a sales fee to buy or sell shares in it.

New Issue - A company coming to the market for the first time or issuing additional shares. New Shares - Shares newly issued by a company; these shares can usually be transferred on Renounceable Documents.

New Issuer Listing Occurs concurrently with the posting of the new issuer's securities for trading. The preconditions for listing include the acceptance by the Exchange that all listing requirements and conditions have been satisfied.

New Issue The issue of new securities. This may be an initial public offering or the issue of additional securities by companies. Non-callable Bond A bond that, in normal circumstances, cannot be redeemed before its maturity date. See bullet.

New Issue Any type of security issued to raise additional money. Offerings are made to existing shareholders, through rights issues or entitlements and/or to non-shareholders.

New Issue: Securities that are publicly offered for the first time, whether in an IPO or as an additional issue of stocks or bonds by a company that is already public.

New issue: Securities being issued by a corporation for the first time. May be additional shares for a class of securities that are already in existence.

A new issue of 1.5 million or less during 1 year. They still must file a letter of notification, in place of a prospectus. Advantages to issuer: lower legal / filing fees and shorter time needed.

A new issue brought to market by having a number of underwriting groups (syndicates) competing to win the issue. Concession The discount from a dealer's offering price which the dealer will give to another dealer.

Seasoned new issue A new issue of stock after the company's securities have previously been issued. A seasoned new issue of common stock can be made using a cash offer or a rights offer.

Seasoned New Issue :Additional issue of shares. Seat :A figure of speech for a membership on an exchange. Secondary Market Where trading (exchange of ownership) of financial assets takes place.

Sale of a new issue, the proceeds of which are to be used, immediately or in the future, to retire an outstanding issue by, essentially, replacing the outstanding issue with the new issue.

Market for new issues of securities (initial public offerings, etc.), where companies issue shares directly to shareholders. See Secondary market Principal The face value of a bond.

The sale of a new issue of securities by a company. Initial public offerings (IPOs) are primary distributions by companies that were not publicly traded prior to the offering.

[BEA] advance package advance refunding (A) The refunding of an outstanding issue of securities by the issuance and delivery of a new issue of securities prior to the date on which the outstanding issue of securities can be redeemed or paid in ...

shelf offering The registration of a new issue, which can be prepared up to two years in advance. Also known as called shelf registration. shelf registration The registration of a new issue, which can be prepared up to two years in advance.

Since REMICs appear, new issues of CMOs have nearly disappeared. Red Chip Stocks Shares listed on the Hong Kong Stock Exchange of companies with headquarters and operations in the People's Republic of China.

(See initial public offering, new issue, underwriter) securities See stock, bond Securities Act ...

Treasury Auction Where new issues of Treasury bills, notes and bonds can be sold to the investing public. Treasury Bills (T-Bills) Obligations issued by the department of the Treasury maturing in 13, 26 or 52 weeks.

These later new issues are also sold in the primary market, but they are not considered to be an IPO.

But, unless you're buying a new issue of a bond trading at face value, it's not. Unlike the coupon rate, which doesn't change, the current yield of a bond fluctuates with a bond's price on the secondary market.

Generally, a brokerage will have certain guidelines or standards in place that the client must meet before a broker will seek to finance the underwriting of new issues through a loan with a broker loan rate.

As mentioned above, you should always examine groups of stocks together when looking for a new issue to invest in. For example, make a chart and write down the revenues of each. In the next column list the earnings.

Rights allow existing shareholders of a corporation to subscribe to shares of a new issue of common stock before that stock is offered to the public.

A printed document that summarizes a corporation's registration statement for a new issue of non-exempt securities that was filed with the SEC. It details material information about the corporation and the security being issued.

Underwriter A financial firm (usually an investment bank) that buys new issues of securities from a company and resells them to investors. The underwriter takes on risk by assuring the proceeds of the sale for the issuing company.

The absorption of stock by the public from a new issue. At the Money An option is at-the-money if the strike price of the option equals the market price of the underlying security.

Tombstone advertisement: For a new issue, an advertisement showing the security being sold, the price, and the names of the broker/dealers from whom a prospectus can be obtained.

It may be used by specialists to help finance investments of stock they deal in; by brokerage firms to finance the underwriting of new issues of corporate and municipal securities; to help finance a firm's own investments; ...

underwriter " a firm, normally a brokerage, that agrees to buy the new issue of a company at a fixed discounted price, which they will then sell to the public at retail value ...

Primary Market: Market of new issues of securities. Prime Rate: Interest rate charged by major banks to their most creditworthy customers.

Undertaking to buy a particular number of securities in the context of a new issue. In most cases full allotment is not possible, owing to oversubscription. Turnaround ...

Investment banker who singly as a member of an underwriting group or syndicate, agrees to purchase a new issue of securities from an issuer and distribute to investors, making a profit on the underwriting spread. UNSYSTEMATIC RISK ...

The usual practice is for one or more investment bankers to buy outright from a corporation a new issue of stocks or bonds. The group forms a syndicate to sell the securities to individuals and institutions.

Prospectus: The document by which a corporation or other legal entity offers a new issue of securities to the public.

All the costs, whether explicit, implicit, opportunity, etc., added together, reflected as the yield or margin of a new issue to the issuer.

Privilege granted to existing shareholders of a corporation to buy additional shares of a new issue of common stock at a specified price before it is offered to the public. Rights Agreement ...

Warrant: Certificates allowing the holder the opportunity to buy shares in a company at a stated price over a specified period. Warrants are usually issued in conjunction with a new issue of bonds, preferred shares or common shares.

See also: Issue, Securities, Security, Price, Broker