Securities Industry Association

SECURITIES INDUSTRY ASSOCIATION (SIA) - An organization representing the interests of investment banking and securities brokerage firms.

Securities Industry Association (SIA)
An association of broker-dealers who sell taxable securities, which lobbies the government, records industry trends, and keeps records of broker profits.

Securities Industry Association (SIA)
The trade association representing more than 600 securities firms throughout Canada and the United States. Members include banks, brokers, dealers and mutual fund companies.

Securities Industry Association (SIA)
Securities Industry Automation Corporation (SIAC)
Securities Information Center (SIC) ...

Securities Industry Association Acronym for SIA. The main trade organization and lobbying group for broker and... Securities Investor Protection Corporation Acronym for SIPC. A non-profit membership corporation established by Congress,...

(See Maloney Act, Securities Act of 1933) Securities Industry Association (SIA)
The principal trade association and lobbying arm of the securities industry. Securities Industry Automation Corporation (SIAC) ...

Bernard Madoff sat on the board of directors of the Securities Industry Association, which merged with the Bond Market Association in 2006 to form SIFMA. Peter Madoff served two terms as a member of SIFMA's Board of Directors.

For more on this topic, please read Making the Most of Mutual Fund Breakpoints, which the SEC, FINRA, the Investment Company Institute, and the Securities Industry Association jointly prepared as part of their ongoing investor education initiatives.

Management and Research; Financial Executives Institute; Government Finance Officers Association; Institute of Management Accountants; National Association of State Auditors, Comptrollers and Treasurers; and Securities Industry Association.

See also: Industry, Securities, Share, Investment, Commission