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Tombstone ad

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Tombstone advertisement: For a new issue, an advertisement showing the security being sold, the price, and the names of the broker/dealers from whom a prospectus can be obtained.

 


TOMBSTONE AD. An advertisement, usually in a business periodical, announcing the offering and its dollar amount, identifying certain members of the underwriting syndicate and indicating where a copy of the prospectus can be obtained.

tombstone advertisements or similar communications; 2. documents intended for the internal use of the firm and not given to the public; 3. communications which only identify the member and/or offer a specific security at a stated price; 4.

See also: Balance Sheet, Insiders, Dividends, Market, Profit

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